Skip to Content

Audit and Compliance Committee Workshop

Audit and Compliance Committee

Wednesday, March 18, 2015, between 9:00 AM and 12:00 PM


  • Alan Levine
  • Edward Morton
  • Matthew Carter
  • H. Wayne Huizenga, Jr.
  • Thomas G. Kuntz
  • Ned C. Lautenbach
  • Elizabeth Webster


Call to Order and Opening Remarks

Governor Alan Levine

Workshop Goals

Mr. Joe Maleszewski, Inspector General and Director of Compliance, Board of Governors


Mr. Maleszewski

  • Governance
  • Pulse of the Profession
  • Workshop Materials

Discussion Topics

Meeting Participants

  • Compliance and Ethics
  • Office of the Inspector General and Director of Compliance Roles, Powers and Duties
  • Complaints Against Chief Audit Executives and Staff
  • Audit Coverage
  • Risk Assessment
  • Risk Management
  • Offices of the Chief Audit Executive
  • Fraud
  • Hotlines
  • Whistle-blower’s Act
  • Quality Assurance
  • Shared Services

Concluding Remarks and Adjournment

Governor Levine