Audit and Compliance Committee
Wednesday, March 18, 2015, between 9:00 AM and 12:00 PM
Attendees
Chair
- Alan Levine
Vice-chair
- Edward Morton
Members
- Matthew Carter
- H. Wayne Huizenga, Jr.
- Thomas G. Kuntz
- Ned C. Lautenbach
- Elizabeth Webster
Agenda
Call to Order and Opening Remarks
Governor Alan Levine
Workshop Goals
Mr. Joe Maleszewski, Inspector General and Director of Compliance, Board of Governors
- Presentation – pdf [4.25 MB]
Background
Mr. Maleszewski
- Governance
- Pulse of the Profession
- Workshop Materials
Discussion Topics
Meeting Participants
- Compliance and Ethics
- Office of the Inspector General and Director of Compliance Roles, Powers and Duties
- Complaints Against Chief Audit Executives and Staff
- Audit Coverage
- Risk Assessment
- Risk Management
- Offices of the Chief Audit Executive
- Fraud
- Hotlines
- Whistle-blower’s Act
- Quality Assurance
- Shared Services
Concluding Remarks and Adjournment
Governor Levine